Robin_PHD/symptom_ex_process/process.tex
Robin Clark f1946d2324 .
2010-07-28 08:34:38 +01:00

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\section{Overview of Symptom Extraction Process}
% TO DO: separate these two:
\paragraph{Symptom Extraction Objective}
The objective of `symptom abstraction' is to analyse the functional~group and find
how it can fail
when specified components within it fail.
Once we know how functional~group can fail, we can treat it as a component or sub-system
with its own set of failure modes.
\paragraph{FMEA applied to the Functional Group}
As the functional~group is a set of components, the failure~modes
that we have to consider are all the failure modes of its components.
Each failure mode (or combination of) investigated is termed a `test case'.
Each `test case' is analysed.
%
The component failure modes in each test case
are examined with respect to their effect on the functional~group.
%
The aim of this analysis is to find out how the functional~group reacts
to each of the test case conditions.
The goal of the process is to produce a set of failure modes from the perspective of the functional~group.
\paragraph{Symptom Identification}
When all `test~cases' have been analysed, a second phase is applied.
%
This looks at the results of the `test~cases' as symptoms
of the sub-system.
Single component failures (or combinations) within the functional~group may cause unique symptoms.
However, many failures, when looked at from the perspective of the functional group, will have the same symptoms.
These can be collected as `common symptoms'.
To go back to the CD~player example, a failed
output stage, and a failed internal audio amplifier,
will both cause the same failure; $no\_sound$ !
\paragraph{Collection of Symptoms}
The common symptoms of failure and lone~component failure~modes are identified and collected.
We can now consider the functional~group as a component and the common symptoms as its failure modes.
Note that here because the process is bottom up, we can ensure that all failure modes
associated with a functional~group have been handled.
Were failure~modes missed, any failure mode model could be dangerously incomplete.
It is possible here for an automated system to flag unhandled failure modes.
\ref{requirement at the start}
\section{The Process : To analyse a base level Derived~Component/sub-system}
To sumarise:
\begin{itemize}
\item Determine a minimal functional group
\item Obtain the list of components in the functional group
\item Collect the failure modes for each component
% \item Draw these as contours on a diagram
% \item Where si,ultaneous failures are examined use overlapping contours
% \item For each region on the diagram, make a test case
\item Examine each failure mode of all the components in the functional~group, and determine their effects on the failure~mode behaviour of the functional group
\item Collect common symptoms. Imagine you are handed this functional group as a `black box', a `sub-system' to use.
Determine which test cases produce the same fault symptoms {\em from the perspective of the functional~group}.% Join common symptoms with lines connecting them (sometimes termed a `spider').
\item The lone test cases and the common~symptoms are now the fault mode behaviour of the sub-system/derived~component.
\item A new `derived component' can now be created where each common~symptom, or lone test case is a failure~mode of this new component.
\end{itemize}
\section{A theoretical `Derived Component' example}
Consider a functional group $FG$ with components $C_1$, $C_2$ and $C_3$.
$$ FG = \{ C_1 , C_2 , C_3 \} $$
Each component has a set of related fault modes (i.e. ways in which it can fail to operate correctly).
Let us define the following failure modes for each component, defining a function $FM()$
that is passed a component and returns the set of failure modes associated with it
\footnote{Base component failure modes are defined, often with
statistics and evironmental factors in a variety of sources. \cite{mil1991}
}.
To re-cap from the definitions chapter \ref{chap:definitions}.
Let the set of all possible components be $\mathcal{C}$
and let the set of all possible failure modes be $\mathcal{F}$.
We can define a function $FM$
\begin{equation}
\mathcal{FM} : \mathcal{C} \mapsto \mathcal{P}\mathcal{F}
\end{equation}
defined by (where $C$ is a component and $F$ is a set of failure modes):
$$ FM ( C ) = F $$
%\\
e.g.
%And for this example:
$$ FM(C_1) = \{ a_1, a_2, a_3 \} $$
$$ FM(C_2) = \{ b_1, b_2 \} $$
$$ FM(C_3) = \{ c_1, c_2 \} $$
\paragraph{Finding all failure modes within the functional group}
For FMMD failure mode analysis, we need to consider the failure modes
from all the components in the functional group as a flat set.
This can be found by applying function $FM$ to all the components
in the functional~group and taking the union of them thus:
$$ FunctionalGroupAllFailureModes = \bigcup_{j \in \{1...n\}} FM(C_j) $$
We can actually overload the notation for the function FM
and define it for the set components within a functional group $FG$ (i.e. where $FG \subset \mathcal{C} $) thus:
\begin{equation}
FM : FG \mapsto \mathcal{F}
\end{equation}
Applied to the functional~group $FG$ in the example above:
\begin{equation}
FM(FG) = \{a_1, a_2, a_3, b_1, b_2, c_1, c_2 \}
\end{equation}
This can be seen as all the failure modes that can affect the failure mode group $FG$.
\subsection{Analysis of the functional group failure modes}
For this example we shall consider single failure modes.
%For each of the failure modes from $FM(FG)$ we shall
%create a test case ($g_i$). Next each test case is examined/analysed
%and its effect on the functional group determined.
\par
%\vspace{0.3cm}
\begin{table}[h]
\begin{tabular}{||c|c|c|c||} \hline \hline
{\em Component Failure Mode } & {\em test case} & {\em Functional Group} & {\em Functional Group} \\
{\em } & {\em } & {\em failure mode} & {\em Symptom} \\ \hline
%
$a\_1$ & $fs\_1$ & $g_{1}$ & SP2 \\ \hline
$a\_2$ & $fs\_2$ & $g_{2}$ & SP1 \\ \hline
$a\_3$ & $fs\_3$ & $g_{3}$ & SP2\\ \hline
$b\_1$ & $fs\_4$ & $g_{4}$ & SP1 \\ \hline
$b\_2$ & $fs\_5$ & $g_{5}$ & SP1 \\ \hline
$c\_1$ & $fs\_6$ & $g_{6}$ & SP3 \\ \hline
$c\_2$ & $fs\_7$ & $g_{7}$ & SP2\\ \hline
%
\hline
\end{tabular}
\caption{Component to functional group to failure symptoms example}
\label{tab:fexsymptoms}
\end{table}
%\vspace{0.3cm}
Table~\ref{tab:fexsymptoms} shows the analysis process.
As we are only looking at single fault possibilities for this example each failure mode
is represented by a test~case.
The Component failure modes become test cases\footnote{The test case stage is necessary because for more complex analysis we have to consider the effects of combinations of component failure modes}.
The test cases are analysed w.r.t. the functional~group.
These become functional~group~failure~modes ($g$'s).
The functional~group~failure~modes are how the functional group fails for the test~case, rather than how the components failed.
For the sake of example, let us consider the fault symptoms of $\{g_2, g_4, g_5\}$ to be
identical from the perspective of the functional~group.
That is to say, the way in which functional~group fails if $g_2$, $g_4$ or $g_5$ % failure modes
occur, is going to be the same.
For example, in our CD player example, this could mean the common symptom `no\_sound'.
No matter which component failure modes, or combinations thereof cause the problem,
the failure symptom is the same.
It may be of interest to the manufacturers and designers of the CD player why it failed, but
as far as we the users are concerned, it has only one symptom,
`no\_sound'!
We can thus group these component failure modes into a common symptom, $SP1$, thus
$ SP1 = \{g_2, g_4, g_5\}$.
% These can then be joined to form a spider.
Likewise
let $SP2 = \{g_1, g_3, g_7\}$ be an identical failure mode {\em from the perspective of the functional~group}.
Let $\{g_6\}$ be a distinct failure mode {\em from the perspective of the functional~group i.e. it cannot be grouped as a common symptom},
s lone symptom can be assigned its own symptom set $SP3 = \{g_6\}$.
We have now in $SP1$, $SP2$ and $SP3$ as the three ways in which this functional~group can fail.
In other words we have derived failure modes for this functional~group.
We can place these in a set of symptoms, $SP$.
%
$$ SP = \{ SP1, SP2, SP3 \} $$
%
%
These three symptoms can be considered the set of failure modes for the functional~group, and
we can treat it as though it were a {\em black box}
or a {\em component} to be used in higher level designs.
%
The next stage of the process could be applied automatically.
Each common symptom becomes a failure mode of
a newly created derived component. Let $DC$ be the newly derived component.
This is assigned the failure modes that were derived from the functional~group.
We can thus apply the function $FM$ on this newly derived component thus:
$$ FM(DC) = \{ SP1, SP2, SP3 \} $$
Note that $g_6$, while %being a failure mode has
% not being grouped as a common symptom
has \textbf{not dissappeared from the analysis process}.
Were the designer to have overlooked this test case, it would appear as a failure mode of the derived component.
i.e. were it not to have been grouped in $SP3$, $ FM(DC)$ would have been $ \{ SP1, SP2, g_6 \}$.
This is rather like a child not eating his lunch and being served it cold for dinner\footnote{Although I was only ever threatened with a cold dinner once, my advice to all nine year olds faced with this dilemma, it is best to throw the brussel sprouts out of the dining~room window while the adults are not watching!}!
The process must not allow failure modes to be ignored or forgotten (see project aims in section \ref{requirements}).
The newly derived compoennt $DC$ is availble for use to form higher level functional groups, and we can thus
consider DC as being in the set of components i.e. $DC \in \mathcal{C}$
\subsection{Defining the analysis process as a function}
It is useful to define this analysis process as a function.
Defining the function `$\bowtie$' to represent the {\em symptom abstraction} process, we may now
write
$$
\bowtie : SubSystemComponentFaultModes \mapsto DerivedComponent
$$
%
%\begin{equation}
% \bowtie(FG_{cfm}) = DC
%\end{equation}
%
%or applying the function $FM$ to obtain the $FG_{cfm}$ set
%
Where DC is a derived component, and FG is a functional group:
\begin{equation}
\bowtie(FM(FG)) = DC
\end{equation}
%The $SS_{fm}$ set of fault modes can be represented as a diagram with each fault~mode of $SS$ being a contour.
%The derivation of $SS_{fm}$ is represented graphically using the `$\bowtie$' symbol, as in figure \ref{fig:gensubsys4}
% \begin{figure}[h+]
% \centering
% \includegraphics[width=3in,height=3in]{./symptom_abstraction4.jpg}
% % synmptom_abstraction.jpg: 570x601 pixel, 80dpi, 18.10x19.08 cm, bb=0 0 513 541
% \label{fig:gensubsys3}
% \caption{Deriving a new diagram}
This sub-system or derived~component $DC$ , with its three error modes, can now be treated as a component (although at a higher level of abstraction)
with known failure modes.
This process can be repeated using derived~components to build a
hierarchical
fault~mode
model.