Sunday edit, Chapter 3, criticism of FMEA
leading to wish list.
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doc: $(DIA)
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\label{sec:chap3}
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\section{Historical Origins of FMEA}
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\subsection{FMEA designed for simple electro-mechanical systems}
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FMEA traces it roots to the 1940s when it was used to identify the most costly
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failures arising from car mass-production~\cite{pfmea}.
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failures arising from car mass-production~\cite{bfmea}.
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It was later modified slightly to include severity of the top level failure (FMECA~\cite{fmeca}).
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In the 1980s FMEA was extended again (FMEDA~\cite{fmeda}) to provide statistics
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for predicting failure rates.
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@ -31,11 +32,119 @@ This problem is compounded by the fact that traditional FMEA cannot integrate so
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\section{Reasoning Distance used to measure Comparison Complexity}
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Traditional FMEA cannot ensure that each failure mode of all its
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components are checked against any other components in the system which
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it may affect, due to state explosion.
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FMEA is therefore performed using heuristics to decide
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which components to check the effect of a component failure mode on.
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We could term the number of checks made for each failure mode
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on aspects of the system to be the reasoning distance.
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Were we to compare the reasoning distance with the theoretical maximum, the sum of all failure
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modes in a system, multiplied by the number of components in it, we could arrive at a comparison complexity figure.
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This figure would mean we could compare the maximum number of checks (i.e. rigorous analysis)
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with the number actually performed.
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\section{software and FMEA}
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Traditional FMEA deals only with electrical and mechanical components, i.e. it does not have provision for software.
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Modern control systems nearly always have a significant software/firmware element,
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and not being able to model software with current FMEA methodologies
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is a cause for criticism~\cite{safeware}[Ch.12]. Similar difficulties in integrating mechanical and electronic/software
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failure models are discussed in ~\cite{SMR:SMR580}.
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\section{FMEA - General Criticism}
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\paragraph{Current work on Software FMEA}
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\subsection{FMEA - General Criticism}
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SFMEA usually does not seek to integrate
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hardware and software models, but to perform
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FMEA on the software in isolation~\cite{procsfmea}.
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%
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Work has been performed using databases
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to track the relationships between variables
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and system failure modes~\cite{procsfmeadb}, to %work has been performed to
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introduce automation into the FMEA process~\cite{appswfmea} and to provide code analysis
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automation~\cite{modelsfmea}. Although the SFMEA and hardware FMEAs are performed separately,
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some schools of thought aim for Fault Tree Analysis (FTA)~\cite{nasafta,nucfta} (top down - deductive)
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and FMEA (bottom-up inductive)
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to be performed on the same system to provide insight into the
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software hardware/interface~\cite{embedsfmea}.
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%
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Although this
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would give a better picture of the failure mode behaviour, it
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is by no means a rigorous approach to tracing errors that may occur in hardware
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through to the top (and therefore ultimately controlling) layer of software.
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\subsection{The rise of the smart instrument}
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%% AWE --- Atomic Weapons Establishment have this problem....
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A smart instrument is defined as one that uses a micro-processor and software
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in conjunction with its sensing electronics, rather than
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analogue electronics only.
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%
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It is termed `smart' because it has some software, or intelligence incorporated into it.
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%
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An AVO-8 multi-meter circa 1970, uses only analogue electronics, and we can determine
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using FMEA how component failures within it could affect readings.
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%
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A modern multi-meter will have a small dedicated micro-processor and sensing electronics, all on the same chip,
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with firmware to read the user controls, and display results on an LCD.
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%
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For quality control, many safety critical processes require regular inspections
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and measurements of physical characteristics of materials and machinery.
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%
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For highly critical systems i.e. the nuclear industry, the instruments used to perform these measurements, must be analysed for
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FMEA, to ensure that failure modes within the instrument cannot lead to invalid measurements.
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%
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Most modern instruments now use highly integrated electronics coupled to micro-controllers, which read and filter the measurements,
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and interface to an LCD readout.
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%
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For the highly critical systems, that means they cannot use traditional FMEA to validate
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the design of instruments.
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%
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While noting that being more modern, these instruments are likely to be more reliable and
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accurate than the analogue instruments in use some twenty years ago but this cannot be validated
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to a high level of reliability by traditional FMEA.
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\subsection{Distributed real time systems}
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Distributed real time systems are control systems where
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smart sensors communicate over a communications bus to
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a master controller.
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%
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Most modern cars follow this pattern and use CANbus~\cite{canspec,can}.
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%
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For instance, the throttle pedal will be linked to a sensor to determine how
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far the pedal is pressed. This sensor will be read by a micro-controller, and passed, via CANbus, to the Engine Control Unit (ECU)
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which will use that information (along with information from other sensors) to adjust the power required from the engine.
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In terms of FMEA, see figure~\ref{fig:distcon}, our reasoning path spans four interface layers of electronics to software.
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Traditional FMEA does not cater for the software hardware interface, and here we have the addition complications
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%with the additional complications
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of the communications protocol used to transmit data, and the failure mode characteristics
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of the communications physical layer.
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(figure~\ref{fig:distcon}
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The failure reasoning paths for a typical section of a distributed real time system, mean that traditional FMEA
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is almost impossible to perform.
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%
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The base component failure mode to system failure paradigm is utterly anachronistic in the distributed real time system environment.
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\begin{figure}[h]
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\centering
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\includegraphics[width=400pt]{./CH3_FMEA_criticism/distcon.png}
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% distcon.png: 1622x656 pixel, 72dpi, 57.22x23.14 cm, bb=0 0 1622 656
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\caption{Distributed Control System FMEA reasoning path for a single failure.}
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\label{fig:distcon}
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\end{figure}
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\section{FMEA ---- general criticism --- conclusion}
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%\subsection{FMEA - General Criticism}
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\begin{itemize}
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\item FMEA type methodologies were designed for simple electro-mechanical systems of the 1940's to 1960's.
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@ -43,26 +152,30 @@ This problem is compounded by the fact that traditional FMEA cannot integrate so
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\item State explosion - impossible to perform rigorously
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\item Difficult to re-use previous analysis work
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\item Very Difficult to model simultaneous failures.
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\item Software and hardware models are separate.
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\item Distributed real time systemsare very difficult to meaningfully analyse with FMEA.
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\end{itemize}
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FMEA is no longer fit for purpose!
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%
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\subsection{FMEA - Better Methodology - Wish List}
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%\subsection{FMEA - Better Methodology - Wish List}
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\subsection{FMEA - Better Methodology - Wish List}
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We now form a wish list, stating the features that we would want
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in an improved FMEA methodology,
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\begin{itemize}
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\item State explosion
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\item Rigorous (total coverage)
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\item Reasoning Traceable
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\item Re-useable
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\item Simultaneous failures
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\item No state explosion making analysis impractical,
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\item Rigorous (total failure coverage within {\fgs} all interacting component and failure modes checked),
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\item Reasoning Traceable in system models,
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\item Re-useable i.e. it should be possible to re-use analysis performed previously,
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\item It must be possible to analyse simultaneous/multiple failures,
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\item Modular --- i.e. usable in a distributed system.
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% \item
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\end{itemize}
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